The Anatomy of a DOT Compliance Review: What an Auditor Examines in Order
When an FMCSA compliance investigator walks through your door, they are not improvising. The DOT compliance review audit process follows a structured, sequenced protocol that is codified in the FMCSA’s compliance review procedures and tied directly to the six Behavior Analysis and Safety Improvement Categories (BASICs) of the SMS system. Understanding the sequence — not just the checklist — is the operational intelligence that separates carriers who pass from those who collect findings.
